Action observation for arm rehabilitation after stroke

Review question
We sought to compare the effects of action observation on arm and hand function after stroke with an alternative intervention or no intervention. In addition, we observed the effects of this therapy on upper extremity performance, everyday activities, quality of life, and activation of brain areas.

Background
Individuals who survive a stroke often have difficulty moving their arms, which can lead to problems with everyday activities and reduced participation in daily situations. Action observation is a physical rehabilitation approach proposed for arm rehabilitation, in which the person with stroke observes a healthy individual performing a task, either on video or in person, followed or not by execution of the same task. This safe technique can be performed without expensive and complicated equipment and requires minimal therapist supervision. Trials show that action observation activates brain areas similar to those activated when performing the same action, and may favor movement recovery after stroke.

Trial characteristics
We identified 16 trials involving 574 individuals after stroke. Most used video sequences and action observation followed by some form of motor practice, using a range of activities, with task complexity increased over the course of training or when it was easy for the participant to carry out. The evidence is current to May 2021.

Key results
Trials tested whether the use of action observation compared with an alternative intervention or no intervention resulted in participants' improved ability to use their arms and hands, and found that action observation might have a small effect on arm function (11 trials) and a large effect on hand function (five trials). There is no evidence of benefit or detriment from this therapy on everyday activities and quality of life of stroke patients. It was not possible to evaluate the results of upper extremity performance and activation of brain areas.

Certainty of the evidence
The certainty of the evidence was low for arm function and hand function, and very low for everyday activities and quality of life. Participants could engage in this therapy safely, since adverse events were not significant in scale or magnitude. The certainty of the evidence for each outcome was limited due to the small number of study participants, low study quality, and poor reporting of study details.

Authors' conclusions: 

The effects of AO are small for arm function compared to any control group; for hand function the effects are large, but not clinically significant. For both, the certainty of evidence is low. There is no evidence of benefit or detriment from AO on ADL and quality of life of people with stroke; however, the certainty of evidence is very low. As such, our confidence in the effect estimate is limited because it will likely change with future research.

Read the full abstract...
Background: 

Action observation (AO) is a physical rehabilitation approach that facilitates the occurrence of neural plasticity through the activation of the mirror-neural system, promoting motor recovery in people with stroke.

Objectives: 

To assess whether AO enhances upper limb motor function in people with stroke.

Search strategy: 

We searched the Cochrane Stroke Group Trials Register (last searched 18 May 2021), the Cochrane Central Register of Controlled Trials (18 May 2021), MEDLINE (1946 to 18 May 2021), Embase (1974 to 18 May 2021), and five additional databases. We also searched trial registries and reference lists.

Selection criteria: 

Randomized controlled trials (RCTs) of AO alone or associated with physical practice in adults after stroke. The primary outcome was upper limb (arm and hand) motor function. Secondary outcomes included dependence on activities of daily living (ADL), motor performance, cortical activation, quality of life, and adverse effects.

Data collection and analysis: 

Two review authors independently selected trials according to the predefined inclusion criteria, extracted data, assessed risk of bias using RoB 1, and applied the GRADE approach to assess the certainty of the evidence. The reviews authors contacted trial authors for clarification and missing information.

Main results: 

We included 16 trials involving 574 individuals. Most trials provided AO followed by the practice of motor actions. Training varied between 1 day and 8 weeks of therapy, 10 to 90 minutes per session. The time of AO ranged from 1 minute to 10 minutes for each motor action, task or movement observed. The total number of motor actions ranged from 1 to 3. Control comparisons included sham observation, physical therapy, and functional activity practice. Primary outcomes: AO improved arm function (standardized mean difference (SMD) 0.39, 95% confidence interval (CI) 0.17 to 0.61; 11 trials, 373 participants; low-certainty evidence); and improved hand function (mean difference (MD) 2.76, 95% CI 1.04 to 4.49; 5 trials, 178 participants; low-certainty evidence). Secondary outcomes: AO did not improve ADL performance (SMD 0.37, 95% CI -0.34 to 1.08; 7 trials, 302 participants; very low-certainty evidence), or quality of life (MD 5.52, 95% CI -30.74 to 41.78; 2 trials, 30 participants; very low-certainty evidence). We were unable to pool the other secondary outcomes (motor performance and cortical activation). Only two trials reported adverse events without significant adverse effects.